UNM Compliance Matrix and UNM Compliance Directory

UNM Compliance Matrix

The UNM Compliance Matrix was developed by the Main Campus Compliance Office to document all known federal, state and local laws and regulations governing colleges and universities. It includes a summary of each law and the applicable reporting deadlines. The Compliance Matrix is updated on a continuing basis and relates the laws and regulations to the responsible UNM Compliance Partner along with specific reporting requirements, identification of the applicable university policy, appropriate training requirements, and regulatory agencies monitoring the law or regulation.

UNM Compliance Directory

The UNM Compliance Directory shown below is an accessible tool for the UNM Community to link to different Compliance Areas and the responsible units and department for that compliance area.

Compliance AreaResponsible DepartmentPoint of ContactPoint of Contact Email
Academic DishonestyDean of Students Paula Smith , Associate Dean of Students psmith143@unm.edu
Academic DishonestyOffice of the Provost James Holloway , Provost & Executive Vice President for Academic Affairs jpholloway@unm.edu
Academic ProgramsDean of Students Dean of Students
AccountingDepartment of Financial Services University Controller
Accreditation and Program IntegrityOffice of the Provost Executive Vice President for Academic Affairs
AdmissionsOffice of Admissions Director of Admissions and Recruitment
AthleticsDepartment of Athletics Director of Athletics
Auxiliary ServicesOffice of Financial Aid Director of Financial Aid
Borrowing and Bonding AuthorityBoard of Regents Emily Morelli , Secretary to Board of Regents emorelli@unm.edu
Campus SafetyOffice of Compliance, Ethics, and Equal Opportunity Clery Coordinator
Contacts & ProcurementPurchasing Department Chief Procurement Officer
DisabilitiesOffice of Compliance, Ethics, and Equal Opportunity Director of Equal Opportunity
Discrimination and Equal OpportunityOffice of Compliance, Ethics, and Equal Opportunity Director of Equal Opportunity
Environmental Risk and SafetyDepartment of Environmental Health & Safety Director of Environmental Health & Safety
Ethics and Political ActivityOffice of Compliance, Ethics, and Equal Opportunity Chief Compliance Officer
Export ControlsDepartment of Industrial Security Export Control Compliance Officer
Financial AidOffice of Financial Aid Director of Student Financial Aid
Fundraising & DevelopmentDevelopment Office Senior Vice President for Development
GovernanceOffice of Compliance, Ethics, and Equal Opportunity Chief Compliance Officer
Grants ManagementOffice of Contract & Grant Accounting University Controller
Health Care and InsuranceDepartment of Human Resources Director of Benefits and Employee Wellness
HousingDepartment of Residence Life & Student Housing Director of Residence Life & Student Housing
Human ResourcesDepartment of Human Resources Chief Human Resources Officer
ImmigrationGlobal Education Office GEO Director of Global Education Initiatives
Information PrivacyUniversity Information Technologies Information Security and Privacy Officer
Information TechnologyUniversity Information Technologies Chief Information Officer
Intellectual Property and Technology TransferOffice of University Counsel General Counsel
Records ManagementUniversity Services Julian Kitts , Supervisor Records Management jkitts01@unm.edu
RegistrarEnrollment Management Michael Rendon , University Registrar mrendon1@unm.edu
RegistrarOffice of the Registrar University Registrar
ResearchOffice of the Vice President for Research Associate Vice President for Research
Research ComplianceOffice of the Vice President for Research Ellen Fisher , Vice President of Research erfisher21@unm.edu
Sexual HarassmentOffice of Compliance, Ethics & Equal Opportunity Beckham Rivera, JD , Deputy Chief Compliance Officer & Title IX Coordinator titleix@unm.edu
Sexual Violence and MisconductOffice of Compliance, Ethics & Equal Opportunity Beckham Rivera, JD , Deputy Chief Compliance Officer & Title IX Coordinator titleix@unm.edu
Social Media GuidelinesUniversity Communications and Marketing Cinnamon Blair , Chief Marketing and Communications Officer cblair@unm.edu
TaxDepartment of Unrestricted Accounting Director of Financial Operations
Title IXOffice of Compliance, Ethics & Equal Opportunity Beckham Rivera, JD , Deputy Chief Compliance Officer & Title IX Coordinator titleix@unm.edu
UnionsDepartment of Human Resources Labor and Employee Relations Officer
UNM OnlineUNM Online Ashley Campbell , Compliance Operations Specialist acampbell2@unm.edu
Whistleblower Protection and RetaliationInternal Audit Victor Griego , Director of Internal Audit griego14@unm.edu
Whistleblower Protection and RetaliationOffice of Compliance, Ethics, and Equal Opportunity Chief Compliance Officer
Workers CompensationHuman Resources Kathy Agnew , Assistant Vice President of Human Resources agnewk@unm.edu
Workers CompensationEnvironmental Health & Safety Casey Hall , Director of Environmental Health & Safety cbhall4@unm.edu
Workers CompensationDepartment of Risk Services Director of Risk Services